Legal & Compliance
Your calls are always welcome.
Montauk's Legal and Compliance department is available for broker inquiries. Their job is to help you in all legal and regulatory matters, including licensing and registration. Your questions are always welcome and you will always receive timely, thorough answers. You don't need anyone's permission or clearance to pick up the phone and call any member of our Legal and Compliance staff.

Open Door Policy
We maintain an "open door" policy for brokers. The staff is experienced in all aspects of the financial services industry and the applicable rules and regulations. Our mission is to help you, our client, to navigate the waters of our heavily regulated industry.