IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT

To help the government fight the funding of terrorism and money-laundering activities, Federal law and contractual obligations to our clearing firm, require that First Montauk Securities Corp. and its affiliates verify your identity by obtaining your name, date of birth, address, and a government-issued identification number before opening your account.

In certain circumstances First Montauk Securities Corp. may obtain and verify this information with respect to any person(s) authorized to effect transactions in an account. For certain entities, such as trusts, estates, corporations, partnerships, or other organizations, identifying documentation is also required. Your account may be restricted and/or closed if we cannot verify this information.

Neither First Montauk Securities Corp.) its affiliates, nor our clearing firm will be responsible for any losses or damages (including but not limited to lost opportunities) resulting from any failure to provide this information, or from any restriction placed upon, or closing of, your account.